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CALIFORNIA CONSUMER AND
SECURITIES FRAUD LAWYER
CONTACT ATTORNEY THOMAS MAURIELLO
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Duties of Broker Dealers as to Transferred-In Securities: Defeating the 'Some Other Dude Did it' Defense

Investor rights attorney Thomas Mauriello is pleased to announce publication of the article "Duties of Broker Dealers As To Transferred-In Securities: Defeating the 'Some Other Dude Did It' Defense," in the February 2020 edition of the PIABA Bar Journal. PIABA is the Public Investors Advocate Bar Association, an international bar association established in 1990 for securities arbitration attorneys who represent investors. Mr. Mauriello is proud to serve on PIABA's Board of Directors. PIABA advocates for promoting fairness in rules governing investor claims against securities brokerage firms and investment advisory firms. PIABA also works toward improving laws and policies to promote investor rights, including lobbying, expert testimony, and public comment on investor-related legislation and regulations.

Duties of Broker Dealers As To Transferred-In Securities: Defeating the 'Some Other Dude Did It' Defense

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Tom, thank you for your all help. Among the three other attorneys I talked with, I chose you because you really listened, asked thoughtful questions and sought all information to understand my situation. That gave me confidence in you above all others. I am a believer in receiving feedback, so I just wanted to share my thoughts with you. If I come across anyone that is looking for counsel in this industry I will certainly refer them your way. Scott Yi, Securities Registered Representative
★★★★★
Thomas was very thorough, kind and truly cared about me and my case. He went above and beyond the call of duty. Every time I contacted him he me made me feel like a very important client. His skills, intelligence and demeanor lead to a victory in the courtroom! Susan De Diminicantanio
★★★★★
As a business development consultant, there have been times to which I am in need of counsel for the review and strategic advice a range of diversified employment and compensation packages. In this sense, Thomas Mauriello has been my trusted counsel, paying particular attention to the settle nuances the language and structure of contractual agreements, and rely heavily on his expert opinion as a plaintiff's lawyer! Emma Makinen, DOAP Kitchens, LLC
★★★★★
Our Family needed an attorney who was knowledgeable with FINRA and Tom proved to be very familiar with FINRA. We found him, trustworthy, thorough, honest and sympathetic during an emotionally stressful time with our Family. Annette Hellmich
★★★★★
I would recommend Mr. Mauriello highly - - to anyone - - - wish I had more friends in the area who need an attorney! He was extremely knowledgeable, timely, courteous, - AND - he won my case! Would call him again in an instant should the need arise. Nancy Brown