Duties of Broker Dealers as to Transferred-In Securities: Defeating the 'Some Other Dude Did it' Defense
Investor rights attorney Thomas Mauriello is pleased to announce publication of the article "Duties of Broker Dealers As To Transferred-In Securities: Defeating the 'Some Other Dude Did It' Defense," in the February 2020 edition of the PIABA Bar Journal. PIABA is the Public Investors Advocate Bar Association, an international bar association established in 1990 for securities arbitration attorneys who represent investors. Mr. Mauriello is proud to serve on PIABA's Board of Directors. PIABA advocates for promoting fairness in rules governing investor claims against securities brokerage firms and investment advisory firms. PIABA also works toward improving laws and policies to promote investor rights, including lobbying, expert testimony, and public comment on investor-related legislation and regulations.