Item: Mauriello Law Firm, APC
Rating: 5
Author: Scott Yi, Securities Registered Representative

Mauriello Law Firm Resolves Over-Concentration FINRA Arbitration Claim for $400,000

October 2023

In a case filed on behalf of an elderly retiree, attorney Thomas Mauriello settled another FINRA arbitration claim against a major nationwide securities brokerage firm. The client had transferred his account to the firm after his long-time broker at another firm retired. The advisor at the new firm liquidated the client’s entire well-diversified portfolio of blue-chip stocks and bonds. He then invested the entire account into aggressive, “disruptive” biotech, pharma, and tech stocks. The account lost 38% within just one year. Mr. Mauriello was able to recover $400,000 on behalf of the client through pre-hearing resolution of the case.

★★★★★

Tom, thank you for your all help. Among the three other attorneys I talked with, I chose you because you really listened, asked thoughtful questions and sought all information to understand my situation. That gave me confidence in you above all others. I am a believer in receiving feedback, so I just wanted to share my thoughts with you. If I come across anyone that is looking for counsel in this industry I will certainly refer them your way. Scott Yi, Securities Registered Representative

Thomas was very thorough, kind and truly cared about me and my case. He went above and beyond the call of duty. Every time I contacted him he me made me feel like a very important client. His skills, intelligence and demeanor lead to a victory in the courtroom! Susan De Diminicantanio

As a business development consultant, there have been times to which I am in need of counsel for the review and strategic advice a range of diversified employment and compensation packages. In this sense, Thomas Mauriello has been my trusted counsel, paying particular attention to the settle nuances the language and structure of contractual agreements, and rely heavily on his expert opinion as a plaintiff's lawyer! Emma Makinen, DOAP Kitchens, LLC

Our Family needed an attorney who was knowledgeable with FINRA and Tom proved to be very familiar with FINRA. We found him, trustworthy, thorough, honest and sympathetic during an emotionally stressful time with our Family. Annette Hellmich

I would recommend Mr. Mauriello highly - - to anyone - - - wish I had more friends in the area who need an attorney! He was extremely knowledgeable, timely, courteous, - AND - he won my case! Would call him again in an instant should the need arise. Nancy Brown

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